Compliance Cover
100+ free templates

Free Compliance Templates

Download ready-to-use compliance templates in PDF, DOCX and Excel formats. Designed for UK businesses to meet regulatory requirements.

Right-to-Work Verification

11 templates

View all
PDF

Right-to-Work Check Checklist

Download our free right to work check checklist for UK employers. Step-by-step guide covering document verification, share codes, and Home Office compliance. Updated for 2026.

View template
XLSX

Right-to-Work Document Verification Log

Free right to work document verification log template for UK employers. Track employee document checks, dates, and verifier details. XLSX download ready to use.

View template
XLSX

Overseas Worker Compliance Tracker

Track visa types, expiry dates, and work restrictions for overseas employees with this free compliance tracker. Download XLSX template for UK employers.

View template
XLSX

Right-to-Work Audit Trail Template

Maintain a complete audit trail of all right to work checks with this free template. Track verifications, outcomes, and evidence for Home Office compliance.

View template
XLSX

Visa and Permit Expiry Tracker

Never miss a visa expiry date. Free tracker template with automated alerts for UK employers monitoring work permits and visa expiry dates. Download XLSX.

View template
XLSX

Follow-Up Right-to-Work Check Schedule

Schedule and track follow-up right to work checks for employees with time-limited permissions. Free XLSX template for UK employers.

View template
DOCX

Right-to-Work Policy Template

Customisable right to work policy template for UK businesses. Covers verification procedures, responsibilities, and compliance with immigration law. Free download.

View template
PDF

Sponsorship Licence Compliance Checklist

Ensure your organisation meets all UK sponsorship licence obligations with this free compliance checklist. Covers reporting duties, record keeping, and SMS requirements.

View template
XLSX

Share Code Verification Log

Record online share code right to work checks for EU and non-EU workers. Free XLSX log template for UK employers. Download and start tracking today.

View template
DOCX

Right-to-Work Non-Compliance Escalation Form

Document and escalate right to work verification failures with this free template. Record non-compliance incidents, actions taken, and outcomes.

View template
PDF

Right-to-Work Interview Prompt Card

Quick reference prompt card for hiring managers conducting right to work checks during interviews. Free PDF download with step-by-step guidance.

View template

Staff Training & Certification

11 templates

View all
XLSX

Employee Training Record

Comprehensive individual employee training record template. Track courses, dates, certifications, and CPD hours. Free XLSX download for UK employers.

View template
XLSX

Mandatory Training Matrix

Map mandatory training requirements against staff roles with this free training matrix template. Identify gaps and ensure compliance. XLSX download.

View template
XLSX

Training Needs Analysis Template

Download our free training needs analysis template for UK businesses. Identify and prioritise training gaps across your organisation with this structu. Free ...

View template
XLSX

CPD Log Template

Download our free cpd log template for UK businesses. Track continuing professional development hours and activities for staff who nee. Free XLSX template do...

View template
DOCX

Training Course Evaluation Form

Download our free training course evaluation form for UK businesses. Collect structured feedback from attendees after training sessions. Covers conte. Free D...

View template
XLSX

Annual Training Plan

Download our free annual training plan for UK businesses. Plan and budget for a full year of training activities across your organisation. Free XLSX template...

View template
XLSX

Certification Expiry Tracker

Download our free certification expiry tracker for UK businesses. Monitor professional certification and licence expiry dates across your workforc. Free XLSX...

View template
PDF

Induction Training Checklist

Download our free induction training checklist for UK businesses. Comprehensive checklist ensuring all induction topics are covered for new starte. Free PDF ...

View template
XLSX

Health and Safety Training Log

Download our free health and safety training log for UK businesses. Record all health and safety training completed by each employee. Track mandator. Free XL...

View template
XLSX

Fire Safety Training Record

Download our free fire safety training record for UK businesses. Track fire safety and evacuation training for all staff including fire warden ap. Free XLSX ...

View template
DOCX

Competency Assessment Form

Download our free competency assessment form for UK businesses. Assess and record employee competency against role requirements with this struct. Free DOCX t...

View template

Supplier Compliance Management

11 templates

View all
DOCX

Supplier Due Diligence Questionnaire

Download our free supplier due diligence questionnaire for UK businesses. Standard questionnaire for assessing new supplier compliance covering financial . F...

View template
XLSX

Supplier Risk Assessment Matrix

Download our free supplier risk assessment matrix for UK businesses. Score and rank suppliers by compliance risk level using a structured assessment . Free X...

View template
XLSX

Approved Supplier Register

Download our free approved supplier register for UK businesses. Maintain a centralised register of all approved and vetted suppliers. Track appr. Free XLSX t...

View template
PDF

Supplier Audit Checklist

Download our free supplier audit checklist for UK businesses. Comprehensive checklist for conducting on-site or remote supplier audits. Covers. Free PDF temp...

View template
XLSX

Supplier Compliance Scorecard

Download our free supplier compliance scorecard for UK businesses. Rate supplier performance across key compliance metrics including delivery relia. Free XLS...

View template
DOCX

Subcontractor Pre-Qualification Form

Download our free subcontractor pre-qualification form for UK businesses. Pre-qualification questionnaire for assessing subcontractors before engagement. . F...

View template
DOCX

Modern Slavery Supplier Declaration

Download our free modern slavery supplier declaration for UK businesses. Declaration form for suppliers confirming their compliance with the Modern Slave. Fr...

View template
XLSX

Supplier Insurance Verification Log

Download our free supplier insurance verification log for UK businesses. Track supplier insurance certificates and expiry dates across all active supplie. Fr...

View template
XLSX

Supplier Performance Review Template

Download our free supplier performance review template for UK businesses. Quarterly or annual supplier performance assessment template. Evaluate suppliers. F...

View template
PDF

Supplier Onboarding Checklist

Download our free supplier onboarding checklist for UK businesses. Step-by-step checklist for onboarding new suppliers compliantly. Covers due dili. Free PDF...

View template
XLSX

Vendor Compliance Tracker

Download our free vendor compliance tracker for UK businesses. Track multiple vendors' compliance status across key requirements in one central. Free XLSX te...

View template

Audit-Ready Reporting

11 templates

View all
PDF

Internal Audit Checklist

Download our free internal audit checklist for UK businesses. General-purpose checklist for conducting internal compliance audits across any a. Free PDF temp...

View template
XLSX

Compliance Audit Schedule

Download our free compliance audit schedule for UK businesses. Plan and schedule internal compliance audits across all departments and topics f. Free XLSX te...

View template
XLSX

Audit Findings and Actions Log

Download our free audit findings and actions log for UK businesses. Record audit findings with severity ratings and track corrective actions to comp. Free XL...

View template
DOCX

Corrective Action Plan Template

Download our free corrective action plan template for UK businesses. Document and track corrective actions arising from audit findings. Includes root. Free D...

View template
XLSX

Audit Evidence Tracker

Download our free audit evidence tracker for UK businesses. Catalogue and organise all evidence collected during audits. Track document refe. Free XLSX templ...

View template
DOCX

Management Review Meeting Minutes

Download our free management review meeting minutes for UK businesses. Structured template for recording compliance management review meetings. Covers . Free...

View template
DOCX

Non-Conformance Report

Download our free non-conformance report for UK businesses. Document non-conformances identified during audits or operations. Includes root . Free DOCX templ...

View template
PDF

External Audit Preparation Checklist

Download our free external audit preparation checklist for UK businesses. Prepare your organisation for external regulatory or certification audits. Cover. F...

View template
PDF

Regulatory Inspection Readiness Checklist

Download our free regulatory inspection readiness checklist for UK businesses. Ensure readiness for unannounced regulatory inspections from bodies such as CQ...

View template
XLSX

Audit Follow-Up Action Tracker

Download our free audit follow-up action tracker for UK businesses. Track progress on all actions arising from audit findings across multiple audits. Free XL...

View template
XLSX

Annual Compliance Review Template

Download our free annual compliance review template for UK businesses. Year-end compliance review template covering all key compliance areas. Assess pe. Free...

View template

Policy and Document Management

11 templates

View all
XLSX

Policy Register

Download our free policy register for UK businesses. Central register of all company policies with version numbers, approval dates, r. Free XLSX template dow...

View template
XLSX

Document Control Log

Download our free document control log for UK businesses. Track document versions, approvals, and distribution across your organisation. R. Free XLSX templat...

View template
XLSX

Policy Review Schedule

Download our free policy review schedule for UK businesses. Schedule policy reviews to ensure all documents stay current and reflect the lat. Free XLSX templ...

View template
DOCX

Health and Safety Policy Template

Download our free health and safety policy template for UK businesses. Customisable health and safety policy for UK businesses. Covers employer duties,. Free...

View template
DOCX

Data Protection Policy Template

Download our free data protection policy template for UK businesses. GDPR-compliant data protection policy template covering data processing principl. Free D...

View template
DOCX

Anti-Bribery and Corruption Policy Template

Download our free anti-bribery and corruption policy template for UK businesses. Policy template covering Bribery Act 2010 requirements including adequate pr...

View template
DOCX

Whistleblowing Policy Template

Download our free whistleblowing policy template for UK businesses. Template for establishing a clear whistleblowing procedure. Covers qualifying di. Free DO...

View template
DOCX

Equal Opportunities Policy Template

Download our free equal opportunities policy template for UK businesses. Policy template promoting equality and diversity across all protected characteri. Fr...

View template
DOCX

Environmental Policy Template

Download our free environmental policy template for UK businesses. Template for documenting your environmental management commitments. Covers waste. Free DOC...

View template
DOCX

Employee Handbook Template

Download our free employee handbook template for UK businesses. Comprehensive employee handbook template covering all key employment policies in. Free DOCX t...

View template
XLSX

Document Version Control Register

Download our free document version control register for UK businesses. Track all document versions, changes, and approvals in a centralised register. R. Free...

View template

Risk and Incident Logging

11 templates

View all
XLSX

Risk Register Template

Download our free risk register template for UK businesses. Comprehensive risk register with likelihood and impact scoring, risk ratings, mi. Free XLSX templ...

View template
DOCX

Incident Report Form

Download our free incident report form for UK businesses. Standardised form for logging workplace incidents including injuries, near-misse. Free DOCX templat...

View template
DOCX

Near-Miss Report Form

Download our free near-miss report form for UK businesses. Form for reporting near-miss events to identify hazards and prevent future incid. Free DOCX templa...

View template
XLSX

Risk Assessment Matrix

Download our free risk assessment matrix for UK businesses. Visual 5x5 risk assessment matrix for scoring and prioritising risks by likeliho. Free XLSX templ...

View template
DOCX

COSHH Assessment Template

Download our free coshh assessment template for UK businesses. Control of Substances Hazardous to Health assessment form for evaluating exposur. Free DOCX te...

View template
PDF

Fire Risk Assessment Checklist

Download our free fire risk assessment checklist for UK businesses. Comprehensive fire risk assessment checklist for business premises. Covers fire . Free PD...

View template
PDF

Workplace Hazard Inspection Form

Download our free workplace hazard inspection form for UK businesses. Regular workplace inspection form for identifying and recording hazards. Covers . Free ...

View template
DOCX

Accident Investigation Report

Download our free accident investigation report for UK businesses. Detailed investigation template for workplace accidents. Covers chronological ev. Free DOC...

View template
XLSX

Business Continuity Risk Assessment

Download our free business continuity risk assessment for UK businesses. Assess risks to business continuity including natural disasters, cyber attacks, . Fr...

View template
DOCX

Lone Worker Risk Assessment

Download our free lone worker risk assessment for UK businesses. Risk assessment specifically for lone working arrangements. Covers hazard identi. Free DOCX ...

View template
DOCX

DSE Assessment Form

Download our free dse assessment form for UK businesses. Display Screen Equipment assessment form for evaluating workstation setup, scree. Free DOCX template...

View template

GDPR and Data Compliance

11 templates

View all
PDF

GDPR Compliance Checklist

Download our free gdpr compliance checklist for UK businesses. Comprehensive checklist covering all UK GDPR requirements including lawful basis. Free PDF tem...

View template
XLSX

Data Processing Activity Record

Download our free data processing activity record for UK businesses. Record of processing activities (ROPA) as required under Article 30 of UK GDPR. . Free X...

View template
DOCX

Data Protection Impact Assessment

Download our free data protection impact assessment for UK businesses. DPIA template for assessing high-risk data processing activities. Covers process. Free...

View template
XLSX

Subject Access Request Log

Download our free subject access request log for UK businesses. Track and manage subject access requests within the statutory one-month deadline. Free XLSX t...

View template
XLSX

Data Breach Notification Log

Download our free data breach notification log for UK businesses. Log all data breaches with timeline, severity assessment, and ICO notification d. Free XLSX...

View template
DOCX

Privacy Notice Template

Download our free privacy notice template for UK businesses. GDPR-compliant privacy notice template for customers and website visitors. Cover. Free DOCX temp...

View template
XLSX

Consent Record Register

Download our free consent record register for UK businesses. Record and manage consent for all data processing activities relying on consent . Free XLSX temp...

View template
XLSX

Data Retention Schedule

Download our free data retention schedule for UK businesses. Define and document retention periods for different data categories across your . Free XLSX temp...

View template
XLSX

Third-Party Data Processor Register

Download our free third-party data processor register for UK businesses. Register of all third parties processing personal data on your behalf. Track pro. Fr...

View template
PDF

Cookie Compliance Checklist

Download our free cookie compliance checklist for UK businesses. Ensure your website cookie practices comply with PECR and UK GDPR. Covers cookie. Free PDF t...

View template
DOCX

Employee Privacy Notice Template

Download our free employee privacy notice template for UK businesses. Privacy notice specifically for employee personal data processing. Covers recrui. Free ...

View template

Industry-Specific Compliance

12 templates

View all
PDF

Construction Site Safety Induction Checklist

Download our free construction site safety induction checklist for UK businesses. Safety induction checklist for all workers entering a construction site. Co...

View template
PDF

Hospitality Food Safety Checklist

Download our free hospitality food safety checklist for UK businesses. Daily and weekly food safety checks for hospitality venues. Covers temperature m. Free...

View template
PDF

Healthcare CQC Compliance Checklist

Download our free healthcare cqc compliance checklist for UK businesses. Key CQC compliance requirements for healthcare providers covering the five key q. Fr...

View template
XLSX

Retail Age Verification Log

Download our free retail age verification log for UK businesses. Log age verification checks for restricted product sales including alcohol, toba. Free XLSX ...

View template
PDF

Manufacturing Quality Control Checklist

Download our free manufacturing quality control checklist for UK businesses. Quality control inspection checklist for manufacturing processes. Covers incomin...

View template
XLSX

Logistics Driver Compliance Log

Download our free logistics driver compliance log for UK businesses. Track driver licences, CPC qualifications, driving hours, tachograph records, an. Free X...

View template
PDF

Education Safeguarding Checklist

Download our free education safeguarding checklist for UK businesses. Safeguarding compliance checklist for schools and educational settings. Covers D. Free ...

View template
PDF

Financial Services AML Checklist

Download our free financial services aml checklist for UK businesses. Anti-money laundering compliance checklist for FCA-regulated firms and other obl. Free ...

View template
XLSX

Care Home Medication Administration Record

Download our free care home medication administration record for UK businesses. Track medication administration in care settings including prescribed medicat...

View template
DOCX

Construction RAMS Template

Download our free construction rams template for UK businesses. Risk Assessment and Method Statement template for construction activities. Cover. Free DOCX t...

View template
PDF

Warehouse Safety Inspection Form

Download our free warehouse safety inspection form for UK businesses. Regular safety inspection form for warehouse operations covering racking integri. Free ...

View template
PDF

Hospitality Allergen Compliance Checklist

Download our free hospitality allergen compliance checklist for UK businesses. Allergen management checklist for food businesses covering the 14 major allerg...

View template

General Compliance and HR

11 templates

View all
PDF

Employee Onboarding Checklist

Download our free employee onboarding checklist for UK businesses. Complete onboarding checklist ensuring all compliance steps are covered for new . Free PDF...

View template
PDF

New Starter Compliance Pack Checklist

Download our free new starter compliance pack checklist for UK businesses. Checklist of all compliance documents needed for new starters including employme. ...

View template
DOCX

Disciplinary Procedure Template

Download our free disciplinary procedure template for UK businesses. Step-by-step disciplinary procedure following ACAS guidelines. Covers investigat. Free D...

View template
DOCX

Grievance Procedure Template

Download our free grievance procedure template for UK businesses. Formal grievance procedure template following ACAS best practice. Covers informa. Free DOCX...

View template
DOCX

Return-to-Work Interview Form

Download our free return-to-work interview form for UK businesses. Structured form for conducting return-to-work interviews after employee absence. Free DOCX...

View template
DOCX

Exit Interview Questionnaire

Download our free exit interview questionnaire for UK businesses. Questionnaire template for employee exit interviews covering reasons for leaving. Free DOCX...

View template
XLSX

Annual Leave Tracker

Download our free annual leave tracker for UK businesses. Track annual leave entitlement, bookings, and remaining balance for all employee. Free XLSX templat...

View template
XLSX

Absence Monitoring Log

Download our free absence monitoring log for UK businesses. Monitor employee absences with automatic Bradford Factor calculation. Track abse. Free XLSX templ...

View template
DOCX

Equality and Diversity Monitoring Form

Download our free equality and diversity monitoring form for UK businesses. Anonymous monitoring form for collecting equality and diversity data from job ap....

View template
XLSX

Compliance Calendar Template

Download our free compliance calendar template for UK businesses. Annual calendar of key compliance dates and deadlines including regulatory filin. Free XLSX...

View template
XLSX

Staff Compliance Sign-Off Sheet

Download our free staff compliance sign-off sheet for UK businesses. Record staff acknowledgement and sign-off on company policies, procedures, and c. Free X...

View template

Ready to go beyond templates?

Compliance Cover automates everything these templates do manually. Real-time tracking, automated reminders, and instant audit reports.

Get compliance tips in your inbox

Practical advice, regulation updates, and new template alerts. No spam.

I agree to receive emails from Compliance Cover. Unsubscribe anytime.